Analysis of crop residue cover in the North China Plain based on multispectral remote sensing and machine learning

Résumé fourni par la source

Crop residue cover (CRC) is a critical parameter for evaluating conservation tillage practices, mitigating soil erosion, and developing models for global carbon cycle monitoring. Traditional optical remote sensing index-based methods are significantly affected by variations in soil and crop residue moisture content as well as interference from emerging subsequent crops, resulting in low estimation accuracy and poor stability of CRC. Due to the presence of subsequent crops, the non-photosynthetic vegetation fraction (fNPV) derived from linear spectral mixture analysis is typically lower than the actual field CRC. This study proposes a novel CRC estimation method based on linear spectral mixture analysis. The workflow consists of three main components: (1) development of a Crop Residue Random Forest (CRRF) index using a random forest regression model to simulate the narrowband SINDRI index – which is less sensitive to moisture – from broadband multispectral reflectance; (2) construction of a two-dimensional triangular feature space combining the CRRF and NDVI indices, followed by linear spectral mixture analysis to simultaneously estimate field fNPV, photosynthetic vegetation fraction (fPV), and bare soil fraction (fBS); and (3) retrieval of the true CRC fraction at the sowing stage using the formula CRC = fNPV / (1 − fPV). The proposed method was validated and applied regionally using multi-temporal Sentinel-2 MSI and MODIS imagery. Results demonstrate that: (1) the method effectively mitigates moisture interference and achieves high-accuracy fNPV estimation (R2 = 0.84, RMSE = 0.10); (2) the integration of Sentinel-2 and MODIS sensors enables stable estimation and spatio-temporal dynamic analysis of CRC across the North China Plain, with high temporal consistency between images acquired approximately 16 days apart (the majority of agricultural pixels showing absolute differences within ±0.15). This approach provides an efficient and robust technical solution for remote sensing monitoring of CRC fraction in complex agricultural environments and offers a valuable methodological reference for the assessment of conservation tillage practices.

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